Using an RACI Matrix Template for Business Process Improvement



Emma Harris
05/24/2018

When any organisation is looking for better oversight of their business processes, they are well advised to start with an RACI Matrix. An RACI Matrix is key to preventing process failure, by identifying – in particular - accountability and responsibility for key processes. In this article, I lay out what an RACI Matrix is, why having an RACI Matrix is so important to a business improvement plan and how best to use one to solve business challenges and problems.

What Does RACI Mean?

The term RACI is an acronym; the letters R, A, C, I are the first letters of:

  • Responsible - the person who performs the task 
  • Accountable - the person who is accountable for the process success or failure and usually has the final sign off on any process change
  • Consulted - the person who needs to collaborate and provide feedback on the process and any future change
  • Informed - the person that needs to be kept in the loop of any decision or action relating to the process.

What is an RACI Matrix?

An RACI Matrix is a visual representation of all the key stakeholders involved in a process and their particular involvement with that process. The letter assigned (R, A, C or I) determines the level of responsibility each employee has within the process and what level of engagement they will have in any future decisions made in regard to that process. Your RACI Matrix template should contain:

  • The process: the set of interrelated or interacting activities that transforms inputs into outputs (as defined in ISO 9000:2000)
  • All the job roles involved with that process
  • How each job role is involved in the process - Responsible? Accountable? Consulted? Informed?

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Why is an RACI Matrix Important?

An RACI Matrix is important because it holds people accountable for processes and ensures that all those that should be involved with a process decision, are properly involved in the process as is properly appropriate.

Most notably, an RACI Matrix is important for process improvement projects, as it enables process roles to be assigned, ensures those whose need to be involved in process changes, are involved and the newly adopted, changed process is properly communicated to everyone who needs to know.

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An RACI Matrix Analysis Can be Used to...

  • Find overworked employees who are responsible or accountable for too many processes
  • Organising processes so that nothing is overlooked and every process has ownership - as a by-product, this means that there is less chance of failure
  • Assign projects more effectively with process owners, process enforcers and process collaborators all understanding their roles
  • Document and visually capture the roles and responsibilities which can later be connected to the specific process steps that are being carried out
  • Assign new employees to processes and for training of new employees, so that they properly understand their role and responsibilities

Creating an RACI Matrix is usually one of the key first steps to implementing a continuous improvement project within an organisation. It gives a structure to any change initiative by identifying the key stakeholders in a project so they can capture, share, use and improve the organisations' business processes effectively.

 

The RACI Six Sigma Approach

RACI and Six Sigma work well together because the Six Sigma methodology of DMAIC (Define-Measure-Analyse-Improve-Control) works best when process roles are identified and carried out to ensure improvement.

DMAIC is a methodology that supports continuous business improvement by encouraging process stakeholders to:

  • Define the process
  • Measure the process effectiveness
  • Analyse improvement opportunities
  • Improve the process
  • Control the implementation and maintenance of the improvement 

If DMAIC is the approach you are using to improve your organisation, then RACI is how you ensure that methodology is implemented and applied correctly by your employees.

Changing culture is hard, but taking an RACI Six Sigma approach ensures that you can identify:

  1. Where the process is breaking down
  2. Why the process is breaking down
  3. Who is responsible for the process breaking down
  4. Who is accountable for the breakdown and engaging the process stakeholders for improvement discussions
  5. Who needs to be involved in any improvement discussion
  6. How you can improve the process after analysing the key data 
  7. Who is responsible for seeing that any change is implemented and controlled correctly.

The RACI Six Sigma approach (RACI and DMAIC) provides the method for successfully engaging continuous improvement and implementing both, as a one-two punch, will tighten up your organisation's processes and ensure that your entire team is organised and structured as effectively as possible.

You now have a method of ensuring continuous process improvement, but you still need a platform to ensure that your DMAIC and your RACI are captured in the correct format and structured in a way that it is useful and useable to all the stakeholders.

This is where Business Process Management software comes in and why it is so important for companies with many business processes.


Using an RACI tool Within a BPM System 

An RACI tool can be used to run a full RACI analysis report to display job roles and responsibilities. This can take your business process maps to the next level and make them so much more useful, useable and used.


Using an RACI Matrix Template Within a Triaster System

In order to show you how RACI is visualised within a BPM system, I am using the Triaster Platform to demonstrate how much easier an RACI Matrix template can be utilised and controlled within a BPMS.

In the process map below, you can see how many people are involved in each process step (from an RACI process perspective):

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By clicking on the icons within the red rings above, a Properties file is displayed (with RACI displayed on the left and the job roles assigned on the right) which you can see in the image below:

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It is best practice to record Responsibility, Accountability, Consulted and Informed on all of the business Activities. Some of the customers I work with dilute this slightly, as obtaining all of this data initially can be hard work - so they decide to record Responsibility and Accountability only to start with (but consulted and informed are still very necessary for your DMAIC process).

If you would like to take your own tour through Triaster's Interactive Process Library and try these tools out for yourself, then please go to the Interactive Process Library.

The image below shows how you can display who is responsible for carrying out an activity beneath the shape:

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The rest of the RACI data is recorded behind Activities in Properties, this is accessed by right clicking the Activity and clicking Properties. The Properties can also be updated in bulk using Microsoft Excel.

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Recording the RACI Matrix behind Activities enables RACI searching and RACI reporting capabilities within the Triaster BPM system.

BPM can also help to identify all the RACI process data for a specific role. By choosing a role, such as HR Manager, you can display all the Activities that specific job role is Responsible for, Accountable for, could be Consulted on or needs to be Informed about.

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You can also view a full RACI Matrix for the whole organisation by running the RACI Analysis report. It will display every Activity within the Triaster BPM system along with its RACI process data. This can also be exported to Excel to further interrogate and manipulate.

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I would also recommend using job roles rather than recording the employee's name in the RACI Matrix so that when a specific individual leave your organisation, you won't have to update the information, provided a new person is recruited to fulfil their job role.


Other Useful RACI Help a BPM System Can Provide

  • Record Process Management Data - this can include the Process Owner, Business Function, Author, Approvers, Reviewers, Version, Revision, Change Data and Change Description

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  • Using RACI Process Alerts - Some of the properties mentioned above (Business Function, Approvers, Authors, Reviewers) can be linked to an automated alert. For example, stakeholders within the organisation can receive an email notification when a new process map relating to their team/function/department is produced

An RACI Matrix can be a great tool to use, but used on its own, it has limitations. Business Process Management projects are best served with a complimentary improvement methodology like Six Sigma and a BPM system. 

There are many systems out there, some cheaper than others, but the important thing is to find out exactly what your business need is before you attempt to solve your problem.

If you need help in identifying how to solve your specific business problem, do fill out the Business Challenges Survey which will allow me to understand your problem better and e-mail you the right information to solve your specific problem.

I look forward to hearing from you: http://info.triaster.co.uk/bpm-challenges